Kathryn Betts

After spending a couple of years in settlements and equity finance roles, Kathryn joined the Surveillance Division of the Securities and Futures Authority in 1996, and was responsible for the supervision of a portfolio of smaller wholesale firms.  She transferred to the SFA Investment Firms Division of the Financial Services Authority upon its creation, leaving in 2001 to move over to the regulated sector.  Since then she has worked at a Swedish investment bank and a clearing and settlements firm, both roles encompassing all compliance functions and all aspects of the rules.  Kathryn has a BSc Hons degree in International Business and French from Aston University.

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